Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Toon Smith is a financial advisor with over 17 years of experience in the financial services industry. Melissa currently works for Wells Fargo Clearing Services, LLC in St. Louis, MO. Melissa has experience working with a variety of clients including high net worth individuals, corporations, and charitable organizations. Melissa is registered with the state of Missouri to provide investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
01/12/2017 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
04/30/2010 - 08/12/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAINT LOUIS MO)
MO
06/01/2009 - 04/01/2010
MORGAN STANLEY SMITH BARNEY (ST. LOUIS MO)
MO
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ST. LOUIS MO)
MO
05/15/2006 - 04/02/2007
MORGAN STANLEY DW INC. (ST. LOUIS MO)
MA
03/15/2005 - 08/22/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MO
05/13/2003 - 01/26/2005
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 09/20/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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