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Melissa Sperl Thompson

American Enterprise Investment Services Inc.

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About Melissa Sperl Thompson

Melissa Sperl Thompson is a financial professional with experience in the securities industry. Melissa has been registered with FINRA since 2014 and has passed the Series 7 and SIE exams. Melissa is currently registered with American Enterprise Investment Services Inc., and Ameriprise Financial Services, LLC.

Firm Information

Melissa Thompson is currently registered with American Enterprise Investment Services Inc.. American Enterprise Investment Services Inc. is a Corporation formed in April 1990, registered to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been approved for SEC registration and has been involved in 11 regulatory and civil disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Melissa Thompson’s Registration & Firm History

MN

05/26/2020 - Present

American Enterprise Investment Services Inc. (Minneapolis MN)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Melissa Sperl Thompson.
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