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Melissa Soto

Oddo BHF NEW York Corp.

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About Melissa Soto

Melissa Soto is a registered representative with Oddo BHF New York Corp. Melissa has been in the securities industry since January 13, 1997. Melissa holds the Series 6, 7, 24, 63, and SIE licenses. Melissa has been with Oddo BHF New York Corp. since October 1, 2021. Previously, Melissa worked for COMMERZ MARKETS LLC, COMMERZBANK CAPITAL MARKETS CORP., and DRESDNER KLEINWORT SECURITIES LLC.

Firm Information

Melissa Soto is currently registered with Oddo BHF NEW York Corp.. Oddo BHF NEW York Corp. is a corporation formed on June 2, 1997, with a main office in New York. It is approved and registered with the SEC and the state of New York.

Not reported

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Melissa Soto’s Registration & Firm History

NY

10/01/2021 - Present

Oddo BHF NEW York Corp. (NEW YORK NY)

NY

05/24/2010 - 10/14/2021

COMMERZ MARKETS LLC (NEW YORK NY)

NY

01/05/2010 - 05/24/2010

COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)

NY

02/05/1998 - 01/05/2010

DRESDNER KLEINWORT SECURITIES LLC (NEW YORK NY)

NY

12/21/1994 - 01/11/1996

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/14/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/1995

Series 7 - General Securities Representative Examination

BC

Issued 12/12/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Melissa Soto.
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