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Melissa Shu-yin Wong

Charles Schwab & CO., Inc.

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About Melissa Shu-yin Wong

Melissa Shu-yin Wong is a registered representative with Charles Schwab & CO., Inc. Melissa has been in the industry for over 2 years and has a Series 66, Series 7, Series 10, Series 9, and Series 24. Melissa also holds licenses in California and specializes in financial planning. In addition to working as an advisor, Melissa also owns rental property in Antioch, CA.

Firm Information

Melissa Wong is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Melissa Wong’s Registration & Firm History

CA

02/25/2021 - Present

Charles Schwab & CO., Inc. (San Francisco CA)

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Licenses & Designations

BOTH

Issued 02/25/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/16/2023

Series 24 - General Securities Principal Examination

BC

Issued 12/01/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/12/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/20/2021

Series 7TO - General Securities Representative Examination

BC

Issued 11/20/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Melissa Shu-yin Wong.
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