Unclaimed
Melissa Paine is a financial advisor with over 25 years of experience in the industry. Melissa Paine is currently registered with Cetera Investment Advisers LLC and has been with the firm since September 2022. Previously, Melissa Paine was employed by First Allied Securities, Inc., D.E. Frey & Company, Inc., Dean Witter Reynolds Inc. and Pruco Securities Corporation. Melissa Paine holds the Series 6, 7, 24, 31, 51, 63, 65, 99TO and SIE licenses. Melissa Paine is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
11/12/2020 - Present
Cetera Investment Advisers LLC (FALLS CHURCH VA)
VA
09/28/2000 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (FALLS CHURCH VA)
CO
03/11/1999 - 10/26/2000
D.E. FREY & COMPANY, INC. (DENVER CO)
NY
03/21/1997 - 03/09/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
05/31/1996 - 12/19/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 5/6/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/22/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/2/1999
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/8/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 4/17/1997
Series 7 - General Securities Representative Examination
BC
Issued 5/30/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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