Unclaimed
Melissa Scaparro is a financial professional with over 18 years of experience in the industry. Melissa has a broad range of experience in the securities industry and holds several licenses, including Series 7, 24, 55, 66, and SIE. Melissa is currently a Registered Representative with Aegis Capital Corp. and has also been a Registered Representative with Obsidian Financial Group, LLC, Monarch Financial Corporation of America, Westrock Advisors, Inc., Chicago Investment Group, LLC, and C.E. Unterberg, Towbin, LLC. Melissa specializes in Portfolio Management for Businesses, Individuals, and Pooled Investment Vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
01/28/2013 - Present
Aegis Capital Corp. (NEW YORK NY)
NY
11/08/2010 - 01/29/2013
OBSIDIAN FINANCIAL GROUP, LLC (WOODBURY NY)
NY
09/01/2010 - 10/05/2010
MONARCH FINANCIAL CORPORATION OF AMERICA (NEW YORK NY)
NY
04/02/2009 - 10/05/2010
WESTROCK ADVISORS, INC. (NEW YORK NY)
NY
08/09/2005 - 03/03/2009
CHICAGO INVESTMENT GROUP, LLC (NEW YORK NY)
NY
05/03/2005 - 07/21/2005
C.E. UNTERBERG, TOWBIN, LLC. (NEW YORK NY)
IL
03/29/2005 - 04/29/2005
CHICAGO INVESTMENT GROUP, LLC (CHICAGO IL)
NY
05/17/2004 - 04/06/2005
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
BOTH
Issued 02/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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