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Melissa Scaparro

Aegis Capital Corp.

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About Melissa Scaparro

Melissa Scaparro is a financial professional with over 18 years of experience in the industry. Melissa has a broad range of experience in the securities industry and holds several licenses, including Series 7, 24, 55, 66, and SIE. Melissa is currently a Registered Representative with Aegis Capital Corp. and has also been a Registered Representative with Obsidian Financial Group, LLC, Monarch Financial Corporation of America, Westrock Advisors, Inc., Chicago Investment Group, LLC, and C.E. Unterberg, Towbin, LLC. Melissa specializes in Portfolio Management for Businesses, Individuals, and Pooled Investment Vehicles.

Firm Information

Melissa Scaparro is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Melissa Scaparro’s Registration & Firm History

NY

01/28/2013 - Present

Aegis Capital Corp. (NEW YORK NY)

NY

11/08/2010 - 01/29/2013

OBSIDIAN FINANCIAL GROUP, LLC (WOODBURY NY)

NY

09/01/2010 - 10/05/2010

MONARCH FINANCIAL CORPORATION OF AMERICA (NEW YORK NY)

NY

04/02/2009 - 10/05/2010

WESTROCK ADVISORS, INC. (NEW YORK NY)

NY

08/09/2005 - 03/03/2009

CHICAGO INVESTMENT GROUP, LLC (NEW YORK NY)

NY

05/03/2005 - 07/21/2005

C.E. UNTERBERG, TOWBIN, LLC. (NEW YORK NY)

IL

03/29/2005 - 04/29/2005

CHICAGO INVESTMENT GROUP, LLC (CHICAGO IL)

NY

05/17/2004 - 04/06/2005

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/22/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/11/2007

Series 4 - Registered Options Principal Examination

BC

Issued 01/30/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/14/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Melissa Scaparro.
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