Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Batista is a securities professional with over 10 years of experience in the industry. Melissa is currently registered with Scotia Capital (usa) Inc. and has held previous positions at E*TRADE SECURITIES LLC and NATIONAL FINANCIAL SERVICES LLC. Melissa holds a variety of licenses and qualifications, including the Series 7, Series 24, Series 63, Series 99TO and SIE exams. Melissa is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/19/2019 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NJ
05/23/2017 - 11/25/2019
E*TRADE SECURITIES LLC (Jersey City NJ)
NY
12/02/2009 - 05/03/2017
NATIONAL FINANCIAL SERVICES LLC (NEW YORK CITY NY)
BC
Issued 01/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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