Unclaimed
Melissa Francks is a financial advisor with over 10 years of experience in the industry. Melissa holds the Series 3, 7, and 66 securities licenses, as well as the SIE exam. Melissa is currently registered with Pimco Investments LLC, where she has been employed since 2013. Melissa was previously registered with Cetera Advisor Networks LLC. Melissa is registered to provide securities-related services in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/28/2013 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
CA
03/28/2012 - 06/14/2013
CETERA ADVISOR NETWORKS LLC (IRVINE CA)
BOTH
Issued 06/25/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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