Unclaimed
Melissa Renee Mok is a financial professional who has been working in the industry since November 26, 2014. Melissa is currently registered with Regions Securities LLC. Previously, Melissa was registered with TRUIST SECURITIES, INC. Melissa is licensed to sell securities in Alabama, Florida, Georgia, North Carolina, Pennsylvania, South Carolina, and Texas. Melissa holds the Series 63, Series 79, and SIE licenses. Melissa is not currently registered as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/03/2024 - Present
Regions Securities LLC (Dallas TX)
TX
09/19/2014 - 04/24/2024
TRUIST SECURITIES, INC. (DALLAS TX)
BC
Issued 12/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Melissa Mok is the right advisor for you? Invested Better is here to help.