Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Ray is a financial professional with over 15 years of experience in the industry. Melissa has a strong background in securities and investments, holding a Series 7, Series 66, and Series 4 licenses, as well as several other product-related licenses. Melissa is currently registered with Wells Fargo Securities, LLC and is a member of FINRA. Prior to joining Wells Fargo, Melissa worked at several leading financial firms, including Goldman Sachs & Co. LLC and Morgan Stanley. Melissa is dedicated to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/03/2019 - Present
Wells Fargo Securities, LLC (New York NY)
UT
10/29/2015 - 12/17/2019
GOLDMAN SACHS & CO. LLC (SALT LAKE CITY UT)
NY
01/23/2012 - 10/29/2015
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
01/11/2012 - 01/25/2012
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
06/01/2009 - 01/06/2012
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
HI
03/13/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HONOLULU HI)
UT
06/04/2008 - 12/19/2008
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
UT
04/09/2007 - 04/22/2008
WELLS FARGO INVESTMENTS, LLC (HEBER CITY UT)
BOTH
Issued 04/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2008
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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