Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Rae Smith is a financial advisor with over 20 years of experience in the industry. Melissa has worked with several prominent firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Clearing Services, LLC, and Ameriprise Financial Services, Inc. Melissa is currently registered with LPL Financial LLC. Melissa is licensed in Florida, New York, and Pennsylvania. Melissa is a Series 63, 66, 7, 24, and SIE licensed professional. Melissa's expertise is in providing investment advice and financial planning services. Melissa works with a variety of clients including individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
09/05/2023 - Present
LPL Financial LLC (Loxahatchee FL)
FL
03/29/2019 - 04/26/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM BEACH FL)
FL
05/23/2017 - 04/01/2019
WELLS FARGO CLEARING SERVICES, LLC (WEST PALM BEACH FL)
FL
03/12/2012 - 08/09/2012
AMERIPRISE FINANCIAL SERVICES, INC. (STUART FL)
FL
03/20/2008 - 03/12/2010
UBS FINANCIAL SERVICES INC. (PALM BEACH FL)
CA
12/21/2000 - 05/10/2001
FINANCE 500, INC. (IRVINE CA)
CA
07/20/2000 - 12/21/2000
HAMPTON SECURITIES, INC. (LOS ANGELES CA)
MO
03/23/1999 - 01/28/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
FL
01/12/1999 - 04/13/1999
PLATINUM CAPITAL, L.C. (DELRAY BH FL)
CT
11/19/1997 - 05/18/1998
MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)
MI
11/06/1995 - 05/03/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 07/07/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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