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Melissa Pesce

UBS Asset Management (us) Inc.

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About Melissa Pesce

Melissa Pesce is a financial advisor with UBS Asset Management (us) Inc. She is a licensed securities professional and holds a Series 7TO, Series 63, and SIE licenses. Melissa has been in the industry for over 1 year and is registered to provide financial services in New York. Previously, Melissa worked at CREDIT SUISSE SECURITIES (USA) LLC.

Firm Information

Melissa Pesce is currently registered with UBS Asset Management (us) Inc.. UBS Asset Management (us) Inc. is a corporation formed in May 1977 and is approved in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 1 approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Melissa Pesce’s Registration & Firm History

NY

05/01/2024 - Present

UBS Asset Management (us) Inc. (New York NY)

NY

01/31/2024 - 05/01/2024

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/15/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/31/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/24/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Melissa Pesce.
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