Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Oakes is a financial advisor with J.P. Morgan Securities LLC. Melissa has been in the financial industry since October 2006 and is registered with FINRA and the state of Texas. Melissa Oakes has worked with a variety of financial institutions over the years, including Kestra Investment Services, LLC and GWFS Equities, Inc. She is a registered principal and holds Series 4, Series 7, Series 24, Series 52, Series 53, and Series 66 licenses. Melissa Oakes provides a variety of financial services, including financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
11/15/2022 - Present
J.p. Morgan Securities LLC (AUSTIN TX)
TX
04/05/2016 - 11/09/2022
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
07/10/2015 - 03/25/2016
GWFS EQUITIES, INC. (AUSTIN TX)
TX
06/05/2014 - 03/05/2015
COMMONWEALTH FINANCIAL NETWORK (AUSTIN TX)
FL
01/24/2006 - 02/09/2012
NFP SECURITIES, INC. (TAMPA FL)
BOTH
Issued 10/2/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/3/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2022
Series 4 - Registered Options Principal Examination
BC
Issued 3/26/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 8/19/2016
Series 24 - General Securities Principal Examination
BC
Issued 2/6/2019
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/10/2016
Series 7 - General Securities Representative Examination
BC
Issued 1/23/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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