Unclaimed
Melissa Noble Ligotti is an investment advisor representative at Wells Fargo Clearing Services, LLC. Melissa has been in the financial services industry for over 16 years and has experience working with clients of all types, including individuals, families, trusts, and businesses. Melissa is dedicated to providing her clients with personalized financial advice and guidance, and she is committed to helping them achieve their financial goals. Prior to joining Wells Fargo, Melissa held roles at MORGAN STANLEY and Ameriprise Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
08/28/2023 - Present
Wells Fargo Clearing Services, LLC (PORTLAND ME)
ME
02/14/2020 - 08/25/2023
MORGAN STANLEY (Portland ME)
ME
04/30/2019 - 02/05/2020
AMERIPRISE FINANCIAL SERVICES, INC. (PORTLAND ME)
BOTH
Issued 07/13/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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