Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Herzog is an investment advisor with Raymond James & Associates, Inc. in Chapel Hill, North Carolina. Melissa has been in the industry since October 2006. Melissa has passed the Series 6, 7, 63, 65 and 66 exams. Melissa is a licensed advisor in the states of Colorado, Florida, Georgia, North Carolina, Tennessee and Virginia. Before joining Raymond James & Associates, Inc. Melissa was an advisor for WELLS FARGO ADVISORS, LLC and WACHOVIA SECURITIES, LLC. Melissa has a specialization in financial planning, investment management, pension consulting and more.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/06/2020 - Present
Raymond James & Associates, Inc. (Chapel Hill NC)
NC
04/12/2005 - 04/19/2016
WELLS FARGO ADVISORS, LLC (CHAPEL HILL NC)
MO
02/06/2002 - 04/21/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 01/03/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/16/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/19/2016
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/05/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Melissa Herzog is the right advisor for you? Invested Better is here to help.
