Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Spowal is a registered representative with MMA Securities LLC. Melissa has been in the industry since 1999 and holds the following licenses: Series 63, Series 66, Series 7, and Series 24. Melissa has previously worked with LPL Financial LLC, NRP Financial, Inc., Lincoln Financial Securities Corporation, Windward Securities Corporation, ONB Investment Services, Inc., Cost Containment Services, Inc., and Edward Jones. Melissa also serves as a board member for Pangje Foundation, a nonprofit dedicated to snow leopard conservation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
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2
MO
04/01/2019 - Present
MMA Securities LLC (St. Louis MO)
MO
11/30/2010 - 04/23/2019
LPL FINANCIAL LLC (ST. LOUIS MO)
MO
04/17/2009 - 11/30/2010
NRP FINANCIAL, INC. (ST. LOUIS MO)
MO
07/17/2006 - 04/24/2009
LINCOLN FINANCIAL SECURITIES CORPORATION (CHESTERFIELD MO)
MO
07/06/2005 - 07/25/2006
WINDWARD SECURITIES CORPORATION (CHESTERFIELD MO)
IN
11/20/2002 - 07/07/2005
ONB INVESTMENT SERVICES, INC. (EVANSVILLE IN)
MO
11/29/2000 - 11/18/2002
COST CONTAINMENT SERVICES, INC. (ST. LOUIS MO)
MO
01/19/1999 - 11/20/2000
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 09/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/16/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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