Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Marie Schmitt is an active financial advisor licensed to provide investment advice in Arizona, Colorado, Florida, Illinois, Iowa, New York and Wisconsin. Melissa is registered with Avantax Advisory Services and has been in the industry since June 10, 2019. Melissa has experience with LPL Financial LLC, Avantax Investment Services Inc., Avantax Insurance Agency, LLC and New Eagle Wealth Management. Melissa has experience providing financial planning, pension consulting and educational seminars. Melissa also participates in solicitor referral services to third-party investment managers and participant enrollment meetings. Melissa is registered with FINRA as a Registered Representative, and with the state of Iowa as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
IA
10/08/2021 - Present
Avantax Advisory Services (Dubuque IA)
IA
06/03/2019 - 09/29/2021
LPL FINANCIAL LLC (DUBUQUE IA)
BOTH
Issued 03/06/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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