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Melissa Marie Hillman

Cetera Investment Services LLC

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About Melissa Marie Hillman

Melissa Marie Hillman is a financial advisor with Cetera Investment Services LLC, a registered broker-dealer and investment advisor. Melissa has been in the financial services industry since 1993 and is registered to offer securities and investment advisory services in Arizona. Melissa holds Series 63, 65, 7, 24, SIE and 6TO licenses.

Firm Information

Melissa Hillman is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Melissa Hillman’s Registration & Firm History

AZ

12/17/2021 - Present

Cetera Investment Services LLC (PHOENIX AZ)

CA

08/18/1993 - 03/31/1998

BA INVESTMENT SERVICES, INC. (OAKLAND CA)

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Licenses & Designations

BC

Issued 01/14/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/05/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/05/1995

Series 24 - General Securities Principal Examination

BC

Issued 12/17/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/19/2021

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Melissa Marie Hillman.
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