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Melissa Mae Lemmer

Cetera Investment Services LLC

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About Melissa Mae Lemmer

Melissa Lemmer is a financial advisor who is currently registered with Cetera Investment Services LLC. Melissa holds the Series 6, Series 7TO and Series 63 licenses. Melissa has been in the financial industry since August 6, 2018. Previous to Cetera Investment Services LLC, Melissa was employed by Northwestern Mutual Investment Services, LLC. Melissa is registered with the following states: Arizona, Georgia, Idaho, Illinois, Michigan, Minnesota, Nevada, Pennsylvania, South Carolina, Virginia, Washington and Wisconsin.

Firm Information

Melissa Lemmer is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Melissa Lemmer’s Registration & Firm History

WI

02/22/2023 - Present

Cetera Investment Services LLC (WAUSAU WI)

WI

05/09/2019 - 01/25/2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MARSHFIELD WI)

WI

04/30/2018 - 02/25/2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Wausau WI)

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Licenses & Designations

BC

Issued 08/28/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/12/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Melissa Mae Lemmer.
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