Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Pleasants is a financial advisor at RBC Capital Markets, LLC. Melissa has been in the financial services industry since 1992. Melissa is registered to provide investment advice in Missouri and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
02/26/2019 - Present
RBC Capital Markets, LLC (St. Louis MO)
MA
03/25/2017 - 02/28/2018
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
MA
08/18/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SPRINGFIELD MA)
MO
09/07/2001 - 09/04/2014
UBS FINANCIAL SERVICES INC. (ST. LOUIS MO)
NJ
04/20/1994 - 03/09/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
03/22/1990 - 03/30/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
06/01/1989 - 01/22/1990
WESTPORT FINANCIAL GROUP, INC.
NA
01/10/1989 - 02/06/1989
METLIFE SECURITIES INC.
NA
01/10/1989 - 02/06/1989
METROPOLITAN LIFE INSURANCE COMPANY
BOTH
Issued 11/08/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/03/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
BC
Issued 01/09/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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