Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Stephens is a financial advisor with over 10 years of experience in the industry. Melissa has held positions with several reputable firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Duff & Phelps Securities LLC, and currently works with Ares Management Capital Markets LLC. Melissa is a registered representative in California and holds several licenses including Series 7, 79, 63, and 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/02/2014 - Present
Ares Management Capital Markets LLC (LOS ANGELES CA)
CA
01/24/2012 - 05/08/2012
DUFF & PHELPS SECURITIES LLC (LOS ANGELES CA)
CA
10/08/2010 - 08/30/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALO ALTO CA)
BC
Issued 09/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/07/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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