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Melissa K Stone

Northwestern Mutual Investment Services, LLC

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About Melissa K Stone

Melissa Stone is a registered investment advisor with Northwestern Mutual Investment Services, LLC. Melissa Stone has a Series 7, Series 66 and SIE license and is registered to provide investment advice in Oklahoma. Melissa Stone joined Northwestern Mutual Investment Services, LLC in July 2023. Previously, Melissa Stone was registered with BOK FINANCIAL SECURITIES, INC. Melissa Stone has experience in the financial services industry since October 2021 and holds a valid Series 7, Series 66 and SIE license.

Firm Information

Melissa Stone is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

15 W 6th St Ste 1825

Tulsa, OK 74119

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Melissa Stone’s Registration & Firm History

OK

07/28/2023 - Present

Northwestern Mutual Investment Services, LLC (Tulsa OK)

OK

01/15/2022 - 06/24/2022

BOK FINANCIAL SECURITIES, INC. (Tulsa OK)

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Licenses & Designations

BOTH

Issued 2/7/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 1/14/2022

Series 7TO - General Securities Representative Examination

BC

Issued 11/20/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Melissa K Stone.
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