Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Sparks is a financial advisor currently with Prospera Financial Services, Inc. Melissa has been in the financial services industry since 2002 and has worked for several firms including B. Riley Wealth Management, Sterne, Agee & Leach, Inc., First Clearing, LLC and Wachovia Securities, LLC. Melissa is licensed to provide financial advice in Virginia. Melissa holds a Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
03/05/2021 - Present
Prospera Financial Services, Inc. (DALLAS TX)
VA
09/01/2015 - 11/04/2019
B. RILEY WEALTH MANAGEMENT (Glen Allen VA)
VA
12/09/2014 - 08/25/2015
STERNE, AGEE & LEACH, INC. (RICHMOND VA)
VA
10/06/2006 - 12/16/2013
FIRST CLEARING, LLC (GLEN ALLEN VA)
MO
05/21/2002 - 10/06/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 09/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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