Unclaimed
Melissa Mendel is a financial professional with over 25 years of experience in the industry. Melissa is currently registered with Mizuho Securities USA LLC in New York, NY. Melissa has held previous roles with CIBC World Markets Corp., Lehman Brothers Inc., and Prudential Securities Incorporated. Melissa holds the Series 7, Series 79, Series 99TO, and SIE licenses. Melissa's background demonstrates a well-rounded knowledge of securities industry operations and investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/17/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
05/03/2004 - 12/14/2015
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
09/18/2000 - 03/09/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/22/1997 - 09/15/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 07/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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