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Melissa Florence Dvorocsik

GAR Wood Securities, LLC

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About Melissa Florence Dvorocsik

Melissa Florence Dvorocsik is a financial professional with over 20 years of experience in the securities industry. Melissa has held various roles at prominent financial institutions, including Lehman Brothers Inc. and Spyglass Trading, L.P. Melissa is currently registered with Gar Wood Securities, LLC, a firm that provides a range of financial services. Melissa's expertise spans multiple areas, including securities trading, options, and commodities. She is licensed to conduct business in several states, including Texas, New York, Delaware, and California.

Firm Information

Melissa Dvorocsik is currently registered with GAR Wood Securities, LLC. GAR Wood Securities, LLC is a Limited Liability Company formed on February 20, 2004. The firm is registered in all 50 states and the District of Columbia. It has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Melissa Dvorocsik’s Registration & Firm History

TX

08/13/2009 - Present

GAR Wood Securities, LLC (DALLAS TX)

TX

08/06/2003 - 09/27/2007

SPYGLASS TRADING, L.P. (DALLAS TX)

NY

07/19/2002 - 08/05/2003

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/02/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/19/2003

Series 24 - General Securities Principal Examination

BC

Issued 09/24/2003

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2011

Series 3 - National Commodity Futures Examination

BC

Issued 03/24/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/16/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Melissa Florence Dvorocsik.
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