Unclaimed
Melissa Caruso is a financial advisor with Vanguard Marketing Corp., with a focus on helping clients achieve their financial goals. Melissa has been in the financial industry since October 2005, and holds the Series 63, Series 7, and SIE licenses. Melissa is currently registered with FINRA and is licensed to provide financial advice in Pennsylvania. Melissa's experience and expertise allow her to provide a wide range of financial services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
10/10/2005 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 12/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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