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Melissa Dyane Sherman

Pershing LLC

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About Melissa Dyane Sherman

Melissa Sherman is a financial advisor who has been in the industry since 2007. Melissa currently works at Pershing LLC and is registered with FINRA. Previously, Melissa worked at Barclays Capital Inc., Lehman Brothers Inc., and A. G. Edwards & Sons, Inc. Melissa holds Series 7, 24, 52, 66, and 99 licenses and is registered to conduct business in Florida and New York.

Firm Information

Melissa Sherman is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Melissa Sherman’s Registration & Firm History

FL

06/24/2011 - Present

Pershing LLC (LAKE MARY FL)

NY

09/22/2008 - 07/29/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

09/10/2007 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

11/11/2005 - 08/09/2007

A. G. EDWARDS & SONS, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/03/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/31/2018

Series 24 - General Securities Principal Examination

BC

Issued 07/31/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Melissa Dyane Sherman.
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