Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Caprice is a registered representative and investment advisor representative with UBS Financial Services Inc. in Annapolis, Maryland. Melissa has been in the financial services industry since January 2020 and is licensed in 28 states and the District of Columbia. Melissa has a strong focus on providing financial planning and investment management services to individuals and businesses. Melissa's previous experience includes working at Independent Financial Group, LLC, and Ameriprise Financial Services, LLC. Melissa is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
12/05/2022 - Present
UBS Financial Services Inc. (ANNAPOLIS MD)
MD
09/21/2020 - 05/07/2021
INDEPENDENT FINANCIAL GROUP, LLC (Annapolis MD)
MD
07/06/2020 - 08/24/2020
AMERIPRISE FINANCIAL SERVICES, LLC (Columbia MD)
BOTH
Issued 11/16/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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