Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Borne Dugas has been in the financial industry since April 23, 2004. Melissa is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is a Registered Representative. Previously Melissa was a Registered Representative with LPL FINANCIAL LLC, ROYAL ALLIANCE ASSOCIATES, INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC and WELLS FARGO CLEARING SERVICES, LLC and EDWARD JONES. Melissa has passed the Uniform Securities Agent State Law Examination, Uniform Combined State Law Examination, Securities Industry Essentials Examination and General Securities Representative Examination. Melissa holds the following specializations: Financial planning, Pension Consulting, Investment Products, Portfolio Management for Individuals, Portfolio Management for Businesses, and Education Seminars. Melissa's practice serves a variety of clients including individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, and pension and profit-sharing plans. Melissa is also a Notary Public.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
08/02/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAFAYETTE LA)
LA
06/18/2021 - 06/26/2024
LPL FINANCIAL LLC (LAKE CHARLES LA)
LA
06/30/2020 - 03/30/2021
ROYAL ALLIANCE ASSOCIATES, INC. (LAFAYETTE LA)
LA
01/09/2020 - 03/24/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (OPELOUSAS LA)
LA
07/14/2010 - 01/09/2020
WELLS FARGO CLEARING SERVICES, LLC (OPELOUSAS LA)
LA
12/14/2009 - 02/08/2010
EDWARD JONES (SCOTT LA)
LA
01/28/2003 - 08/27/2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LAFAYETTE LA)
BOTH
Issued 03/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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