Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Audrey Baffert is a financial advisor with LPL Financial LLC in Scottsdale, AZ. Melissa has been working in the financial services industry since November 17, 2002. Melissa holds Series 7 and Series 63 licenses. Melissa also holds the SIE designation. Before joining LPL Financial LLC, Melissa was affiliated with BMO Harris Financial Advisors, Inc., M&I Financial Advisors, Inc, LPL Financial Corporation, UVEST Financial Services Group, Inc., Wells Fargo Investments, LLC, Northern Trust Securities, Inc., Banc of America Investment Services, Inc., and BA Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
03/24/2021 - Present
LPL Financial LLC (SCOTTSDALE AZ)
AZ
02/29/2016 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
AZ
08/01/2012 - 09/11/2014
BMO HARRIS FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
AZ
07/10/2009 - 08/01/2012
M&I FINANCIAL ADVISORS, INC (SCOTTSDALE AZ)
SC
10/23/2007 - 03/19/2009
LPL FINANCIAL CORPORATION (FORT MILL SC)
AZ
07/31/2006 - 10/09/2007
UVEST FINANCIAL SERVICES GROUP, INC. (SCOTTSDALE AZ)
CA
10/17/2001 - 12/01/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
IL
05/18/2001 - 08/24/2001
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
MA
07/12/1999 - 09/28/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
08/20/1998 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BC
Issued 10/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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