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Melissa Anne Galla

Fidelity Brokerage Services LLC

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About Melissa Anne Galla

Melissa Anne Galla is a financial professional with over 8 years of experience in the industry. Melissa holds a Series 3, Series 7, and Series 63 license and is registered with the state of Illinois. Melissa has worked for Fidelity Brokerage Services LLC and National Financial Services LLC. Melissa is currently employed by Fidelity Brokerage Services LLC in Chicago, Illinois.

Firm Information

Melissa Galla is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Melissa Galla’s Registration & Firm History

IL

12/20/2021 - Present

Fidelity Brokerage Services LLC (CHICAGO IL)

IL

11/02/2015 - 11/13/2017

NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 12/14/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2017

Series 3 - National Commodity Futures Examination

BC

Issued 11/02/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Melissa Anne Galla.
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