Unclaimed
Melissa Thompson is a financial professional with over 18 years of experience in the industry. Melissa holds the Series 6, 7, and 24 securities licenses, as well as the SIE exam. Melissa is currently registered with Broadridge Business Process Outsourcing, LLC in Colorado. Melissa has been with Broadridge Business Process Outsourcing, LLC since 2004 and is also registered with FINRA and the state of Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/18/2004 - Present
Broadridge Business Process Outsourcing, LLC (DENVER CO)
BC
Issued 02/01/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/17/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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