Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Ann Smolen is a financial advisor who is registered with LPL Financial LLC. Melissa has been in the financial industry for 2 years. Melissa is licensed to provide financial advice in New York. Melissa is registered with FINRA and the SEC. Melissa has a Series 7, Series 66, and SIE license. Melissa also works with Amerprise Financial Services, LLC. In addition to her work at LPL Financial LLC, Melissa also owns and operates Smolen Wealth Management Group LLC, which is a DBA for her LPL business. Melissa's firm is registered with the SEC and provides investment advice to individuals, high-net-worth individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Melissa's firm has approximately $50 billion in assets under management. Melissa's firm provides financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/24/2023 - Present
LPL Financial LLC (CLIFTON PARK NY)
NY
05/27/2021 - 10/23/2023
AMERIPRISE FINANCIAL SERVICES, LLC (ALBANY NY)
BOTH
Issued 06/30/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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