Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Smith is a financial advisor with over 20 years of experience in the financial services industry. Melissa has a Series 6, 7, 26, and 63 licenses and holds the SIE designation. She is currently registered with Transamerica Capital, Inc. Melissa has previous experience with Equitrust Marketing Services, LLC, American Express Financial Advisors Inc., IDS Life Insurance Company, and Workman Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
03/08/2011 - Present
Transamerica Capital, Inc. (Sykesville MD)
IA
10/08/2004 - 12/31/2010
EQUITRUST MARKETING SERVICES, LLC (WEST DES MOINES IA)
MN
10/31/2001 - 04/24/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/31/2001 - 04/24/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
04/25/1997 - 09/17/1997
WORKMAN SECURITIES CORPORATION (EDEN PRAIRIE MN)
BC
Issued 12/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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