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Melissa Ann Sloane

Capital Client Group, Inc.

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About Melissa Ann Sloane

Melissa Sloane is an Investment Advisor Representative with Capital Client Group, Inc. Melissa holds the Series 6, 7, 24, 26 and 63 licenses. Melissa is a registered Investment Advisor in California. Melissa has been in the securities industry since March 24, 2005. Melissa has a background working with American Funds Distributors, Inc. and American Funds. Melissa has been a registered representative since March 7, 2014. Melissa is registered with 9 states. Melissa is also registered with the Financial Industry Regulatory Authority (FINRA) and has a registration with the Securities and Exchange Commission (SEC).

Firm Information

Melissa Sloane is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Melissa Sloane’s Registration & Firm History

CA

03/07/2014 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

MA

03/23/2005 - 03/03/2014

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)

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Licenses & Designations

IA

Issued 05/15/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/08/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2022

Series 24 - General Securities Principal Examination

BC

Issued 05/10/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2005

Series 7 - General Securities Representative Examination

BC

Issued 02/26/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Melissa Ann Sloane.
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