Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Self is a financial advisor at UBS Financial Services Inc. Melissa has been in the industry for over 27 years, and has held several roles at different firms. Melissa is registered to provide investment advice in Texas. Melissa has passed the Series 7, Series 9, Series 10, Series 63, and Series 66 exams, as well as the SIE and Series 99TO exams. Melissa provides financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
06/15/2016 - Present
UBS Financial Services Inc. (Fort Worth TX)
CO
02/26/2015 - 05/27/2016
WELLS FARGO ADVISORS, LLC (DENVER CO)
CO
06/01/2009 - 03/03/2015
MORGAN STANLEY (DENVER CO)
CO
02/02/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOULDER CO)
NY
07/24/2002 - 02/03/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/14/1995 - 07/11/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 09/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/05/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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