Unclaimed
Melissa Ann Herrera is a financial advisor in Chicago, Illinois. Melissa has been a registered representative since 2003 and has experience in the securities industry. Melissa is currently registered with Morgan Stanley. Prior to her current role, Melissa was registered with Credit Suisse Securities (USA) LLC and Scudder Distributors, Inc. Melissa holds Series 6, 7, 10, 63, 66 and SIE licenses. Melissa is also registered in several states. Melissa has a background in financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
04/15/2020 - Present
Morgan Stanley (Chicago IL)
IL
04/20/2005 - 03/08/2016
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
IL
01/02/2003 - 04/13/2005
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
BOTH
Issued 03/28/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/25/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/24/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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