Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melissa? Claim Your ProfileMelissa Bergman is a financial advisor with Ameriprise Financial Services, LLC. Melissa has been in the financial industry since 2007. Melissa is registered with the state of Florida and Texas as an Investment Advisor Representative and offers investment advisory services including financial planning, asset allocation services, and portfolio management. Melissa also has experience with UBS Financial Services Inc., Roth Capital Partners, LLC, and MFS Fund Distributors, Inc. Melissa holds Series 7, 63, 66, 79 and SIE securities licenses and is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/15/2022 - Present
Ameriprise Financial Services, LLC (BOCA RATON FL)
FL
11/28/2018 - 06/22/2022
UBS FINANCIAL SERVICES INC. (WEST PALM BEACH FL)
CA
02/20/2013 - 12/07/2016
ROTH CAPITAL PARTNERS, LLC (CARLSBAD CA)
AZ
01/25/2011 - 10/02/2012
MFS FUND DISTRIBUTORS, INC. (PHOENIX AZ)
CA
08/13/2007 - 02/02/2009
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
BOTH
Issued 01/07/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2016
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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