Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melinda? Claim Your ProfileMelinda Carmichael is a financial advisor at UBS Financial Services Inc. in Pasadena, California. Melinda has been in the financial services industry since 1983 and has a wide range of experience. Melinda holds Series 3, 7, and 63 licenses, as well as the SIE and Series 65 licenses. Melinda has worked for Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. in the past. Melinda is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
08/22/2008 - Present
UBS Financial Services Inc. (PASADENA CA)
CA
04/02/2007 - 08/28/2008
MORGAN STANLEY & CO. INCORPORATED (PASADENA CA)
CA
05/26/1983 - 04/02/2007
MORGAN STANLEY DW INC. (PASADENA CA)
IA
Issued 10/30/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1989
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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