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Melinda K Carter

Hilltop Securities Inc.

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About Melinda K Carter

Melinda K. Carter is a financial professional with over 35 years of experience in the securities industry. Melinda is currently registered with Hilltop Securities Inc. She has a strong track record of providing financial advice to individuals, corporations, and charitable organizations. Melinda has a deep understanding of the financial markets and is committed to helping her clients achieve their financial goals.

Firm Information

Melinda Carter is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Melinda Carter’s Registration & Firm History

TN

09/08/2021 - Present

Hilltop Securities Inc. (Memphis TN)

TN

06/01/2009 - 09/17/2021

MORGAN STANLEY (Memphis TN)

TN

05/03/2004 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (MEMPHIS TN)

MO

07/01/2003 - 05/06/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

08/18/1994 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

AZ

05/06/1994 - 08/18/1994

SPELMAN & CO., INC. (PHOENIX AZ)

NA

01/10/1990 - 05/18/1994

PRUDENTIAL SECURITIES INCORPORATED

NY

05/15/1987 - 05/18/1994

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

06/02/1988 - 02/03/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

03/31/1986 - 05/01/1987

TURNER & SELLHORN SECURITIES, INC.

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Licenses & Designations

BC

Issued 01/24/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/1990

Series 3 - National Commodity Futures Examination

BC

Issued 03/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Melinda K Carter.
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