Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melinda? Claim Your ProfileMelinda Warren is a financial advisor at Raymond James & Associates, Inc. Melinda has been in the financial industry since 2001 and has experience with a variety of firms, including Morgan Stanley, Wells Fargo Advisors, and Raymond James Financial Services. Melinda holds Series 7, 9, 10, 24, 66 and SIE licenses and is registered to provide investment advice in Virginia. Melinda specializes in financial planning, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
09/15/2023 - Present
Raymond James & Associates, Inc. (Richard VA)
VA
11/18/2022 - 09/11/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Richmond VA)
VA
09/29/2022 - 11/17/2022
MORGAN STANLEY (Richmond VA)
VA
08/11/2015 - 09/20/2022
RAYMOND JAMES & ASSOCIATES, INC. (RICHMOND VA)
VA
11/11/2009 - 08/12/2015
WELLS FARGO ADVISORS, LLC (ROANOKE VA)
VA
02/04/2008 - 01/22/2009
SMH CAPITAL INC. (RICHMOND VA)
VA
07/19/2004 - 01/22/2008
FIRST CLEARING, LLC (RICHMOND VA)
IL
02/12/2001 - 10/28/2003
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
VA
02/01/2001 - 08/13/2003
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
BOTH
Issued 06/08/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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