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Melinda Aven

Northwestern Mutual Investment Services, LLC

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About Melinda Aven

Melinda Aven is a financial advisor at Northwestern Mutual Investment Services, LLC. Melinda has been in the industry since 1999 and has held registrations in 20 states. Melinda is a registered representative of Northwestern Mutual Investment Services, LLC, a subsidiary of Northwestern Mutual. Melinda is also a registered investment advisor with the state of Indiana. The office is located at 4215 Edison Lakes Pkwy, Ste 200, Mishawaka, IN 46545.

Firm Information

Melinda Aven is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Melinda Aven’s Registration & Firm History

IN

05/23/2014 - Present

Northwestern Mutual Investment Services, LLC (MISHAWAKA IN)

WI

07/01/2003 - 02/06/2004

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

12/22/2000 - 07/08/2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

06/01/1999 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 05/22/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/27/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2001

Series 7 - General Securities Representative Examination

BC

Issued 05/28/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Melinda Aven.
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