Unclaimed
Melanie Rose Caparro has been in the financial industry since April 17, 2001. Melanie is currently registered with Vanguard Marketing Corp. in Pennsylvania. Melanie is also registered with the state of New Jersey. Melanie is a Series 6, 7, 24 and 63 licensed professional. Melanie is a highly experienced financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/18/2008 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
03/21/2001 - 05/21/2008
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 04/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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