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Melanie Paige Raz

Scotia Capital (usa) Inc.

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About Melanie Paige Raz

Melanie Paige Raz is a securities professional with over 12 years of experience in the industry. Melanie has a strong background in investment banking and is currently a Registered Representative with Scotia Capital (usa) Inc.. Prior to joining Scotia Capital, Melanie worked at Barclays Capital Inc. and RBC Capital Markets, LLC. Melanie holds the Series 7, 24, 55, 63, 79TO and SIE licenses and is registered in all 50 states. Melanie's expertise lies in providing comprehensive financial services to her clients.

Firm Information

Melanie Raz is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Melanie Raz’s Registration & Firm History

NY

06/18/2024 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

03/06/2017 - 06/26/2024

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

09/05/2011 - 02/24/2017

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/22/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/14/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2012

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/02/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Melanie Paige Raz.
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