Unclaimed
Melanie Nicole Fingleton is a financial advisor at Purshe Kaplan Sterling Investments. Melanie has been in the industry since 2012. Melanie holds the Series 7 and Series 66 licenses and is registered in California. Melanie previously worked at FIRST ALLIED SECURITIES, INC. and RAYMOND JAMES FINANCIAL SERVICES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/17/2019 - Present
Purshe Kaplan Sterling Investments (Chico CA)
CA
05/24/2012 - 05/20/2019
FIRST ALLIED SECURITIES, INC. (CHICO CA)
CA
04/19/2012 - 05/29/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (CHICO CA)
BOTH
Issued 08/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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