Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melanie? Claim Your ProfileMelanie Marie Dubois is a financial advisor with Principal Securities, Inc., located in DES MOINES, IA. Melanie has been in the financial industry since 2013. Melanie's previous experience includes working with G & W EQUITY SALES, INC. in INDIANAPOLIS, IN, FSC SECURITIES CORPORATION in ATLANTA, GA, and FFP SECURITIES, INC. in CHESTERFIELD, MO. Melanie holds the following licenses: Series 6, 7TO, 63, 26, SIE and Series 3. Melanie specializes in financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
05/20/2019 - Present
Principal Securities, Inc. (DES MOINES IA)
IN
10/17/2002 - 08/02/2005
G & W EQUITY SALES, INC. (INDIANAPOLIS IN)
GA
05/10/2000 - 09/24/2002
FSC SECURITIES CORPORATION (ATLANTA GA)
MO
12/07/1999 - 05/15/2000
FFP SECURITIES, INC. (CHESTERFIELD MO)
BC
Issued 06/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/22/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2013
Series 3 - National Commodity Futures Examination
BC
Issued 12/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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