Unclaimed
Melanie Sweeney is a financial professional with over 2 years of experience in the securities industry. Melanie is currently registered with Mizuho Securities USA LLC in New York, NY. Melanie holds the Series 7, Series 63, Series 99TO, and SIE licenses. Previously, Melanie was registered with INDEPENDENT BROKERAGE SOLUTIONS LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/13/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
04/23/2021 - 06/25/2021
INDEPENDENT BROKERAGE SOLUTIONS LLC (New York NY)
BC
Issued 05/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2024
Series 99TO - Operations Professional Examination
BC
Issued 04/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/23/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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