Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Melanie? Claim Your ProfileMelanie Clish is an investment advisor representative with RBC Capital Markets, LLC. Melanie has been in the industry since 1997 and holds Series 7, 9, 10, 63, 65, and 66 securities licenses. Melanie has previous experience with several other firms including UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Advest, Inc., Salomon Smith Barney Inc., and Prudential Securities Incorporated. Melanie Clish provides a wide range of advisory services including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Melanie is also a registered investment advisor in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
09/15/2021 - Present
RBC Capital Markets, LLC (Westport CT)
NY
05/04/2012 - 06/15/2020
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
CT
11/11/2005 - 05/25/2012
CREDIT SUISSE SECURITIES (USA) LLC (GREENWICH CT)
NY
08/15/2000 - 12/09/2005
ADVEST, INC. (VALHALLA NY)
NY
03/29/1999 - 07/24/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
CT
08/31/1998 - 05/03/1999
ADVEST, INC. (HARTFORD CT)
NY
07/29/1997 - 07/29/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 08/04/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/27/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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