Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mel? Claim Your ProfileMel Robert Hertz has been in the financial services industry since 1980. Mel is currently registered with THE Strategic Financial Alliance, Inc. Mel has a diverse background, including experience with IFG NETWORK SECURITIES, INC., DERAND/PENNINGTON/BASS, INC., E. A. BUCK CO., INC., R & E INVESTMENTS, and S & E INVESTMENTS. Mel's current registrations include Series 63, Series 7, Series 24, Series 26, Series 39, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
HI
01/01/2025 - Present
THE Strategic Financial Alliance, Inc. (Kailua HI)
GA
05/04/1992 - 11/18/2003
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NA
12/02/1988 - 05/20/1992
DERAND/PENNINGTON/BASS, INC.
NA
02/23/1982 - 12/20/1988
E. A. BUCK CO., INC.
NA
01/31/1982 - 02/25/1982
R & E INVESTMENTS
NA
04/30/1980 - 10/06/1981
S & E INVESTMENTS
BC
Issued 04/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/1985
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/05/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/02/1982
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/02/1982
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 04/18/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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