Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mei? Claim Your ProfileMei Ling Au is an investment advisor representative at Kestra Advisory Services, LLC, with over 22 years of experience in the industry. Mei Ling has a wide range of experience in providing financial planning and portfolio management services to individuals and businesses. She is also a Certified Financial Planner. Before joining Kestra Advisory Services, LLC, Mei Ling was a registered representative at NFP Securities, Inc. Mei Ling is registered in multiple states, including South Carolina, Florida, Georgia, Illinois, North Carolina, Texas, and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
04/18/2016 - Present
Kestra Advisory Services, LLC (GREENVILLE SC)
SC
01/12/2009 - 05/31/2012
ELLIOTT DAVIS BROKERAGE SERVICES, LLC (GREENVILLE SC)
SC
01/26/2007 - 12/31/2008
CAMBRIDGE INVESTMENT RESEARCH, INC. (GREENVILLE SC)
SC
11/04/2005 - 02/16/2007
AMERICAN SECURITIES GROUP, INC. (GREENVILLE SC)
MD
03/08/2002 - 11/15/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
04/20/2000 - 02/11/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 05/17/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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